Search for: "PUTNAM INVESTMENT MANAGEMENT, LLC"
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19 Jan 2007, 7:38 am
Related Web Resources: Former Putnam CEO settles charges with SEC, Investment Executive.com, January 9, 2007 Mutual Fund Manager Putnam Pays $40 Million Fine To Settle SEC Enforcement Action, SEC.gov [read post]
14 Sep 2009, 4:35 pm
• Free for Members • Non-member fee: $75 Event Details: Moderator: Michelle Celarier, Editor in Chief, AR Alpha Magazine Speakers: Steve Persky, Principal, Dalton Investments, LLC Jonathan Rosenthal, Partner, Saybrook Capital, LLC Peter Stein, Managing Director, Pacific Alternative Asset Management Company Fourth panelist to be determined [read post]
28 Jan 2023, 7:32 am
Over the past few years, massive asset managers and financial institutions have increasingly focused on prioritizing ESG factors when making key investment decisions. [read post]
14 Jan 2019, 2:00 am
Putnam Investments LLC, 907 F.3d 17, 40 (1st Cir. 2018), the plaintiffs alleged that the investment firm breached its fiduciary duties of loyalty and prudence by offering exclusively proprietary mutual funds in its retirement plan, despite alleged problems with performance and fees. [read post]
22 Apr 2007, 11:16 pm
They are Michael Lazarus, a managing partner at Weston Presidio Capital Management, a venture-capital firm in San Francisco; John Berg, managing partner at Dorset Capital Management LLC, a private-equity firm in San Francisco; Warren Smith, a managing director at TH Lee Putnam Ventures, a Boston private-equity firm; and Edward Croft, a founder of Croft & Bender LLC, an investment-banking firm in Atlanta. [read post]
26 Jun 2019, 1:06 pm
Adam Putnam, Speaker John Boehner and Speaker Paul Ryan. [read post]
26 Mar 2009, 9:33 am
Donald Putnam, a managing partner at Grail, acknowledged missing the payment but said he hadn’t seen the lawsuit or been served with papers. [read post]
2 Apr 2010, 10:00 am
Those firms are: The Carlyle Group; Riverstone Holdings LLC; Pacific Corporate Group Holdings, LLC; HM Capital Partners I; Levine Leichtman Capital Partners; Access Capital Partners; Falconhead Capital; Markstone Capital Group LLC; Wetherly Capital Group; Freeman Spogli & Co.; and Ares Management, LLC. [read post]
29 Feb 2016, 4:43 pm
For that reason, the Sixth Circuit found that plaintiffs did not have to make any allegations about management’s state of mind when the company and its management offered the challenged opinions. [read post]
